Disclosure Forms

Download Form ADV Part 2A 

ASSET STRATEGIES, INC. ("Asset Strategies”) is a registered investment adviser located in Avon, CT and New York, NY. The information provided on this website is for informational purposes only and is not intended to provide any investment advice or service. The contents offer general information only about ASSET STRATEGIES, INC. and its services and should not be acted upon without obtaining specific advice from a licensed professional regarding the reader’s own situation or concerns.​

ASSET STRATEGIES, INC. and its representatives are in compliance with the current registration and/or notice filing requirements imposed upon SEC registered investment advisers by those states in which ASSET STRATEGIES, INC. maintains clients.​

For information pertaining to the registration status of ASSET STRATEGIES, INC., please contact the SEC and/or the state securities law administrators for those states in which ASSET STRATEGIES, INC. maintains a notice filing.​

A copy of ASSET STRATEGIES, INC.'s current written disclosure statement (Form ADV Part 2) discussing ASSET STRATEGIES, INC.'s business operations, services, and fees is available from ASSET STRATEGIES, INC. upon written request. ASSET STRATEGIES, INC. does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to ASSET STRATEGIES, INC.'s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.​

ASSET STRATEGIES, INC. enters into a new client relationship only after it provides and obtains certain information. Every prospective ASSET STRATEGIES, INC. client is provided with a copy of ASSET STRATEGIES, INC.’s Privacy Notice, Form ADV Part 2A and B.

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What is the Fee-Only Advantage?

Fee-Only means we work for you, not for our commission and provide honest advice in your best interest.

Why Asset Strategies?

We are a fee-only comprehensive financial advisory firm providing finanical planning, asset management, and tax planning and preparation all under one roof. Financial decisions don't happen in a vacuum, so why should your financial advice only consider one aspect of your financial picture? 

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